3.3.1. Aortic Stenosis
Whilst a late a peaking systolic murmur, delayed carotid pulsation and soft or absent second heart sound may be useful in detecting significant aortic stenosis (
43), no clinical examination findings have a high sensitivity or specificity for diagnosing severe aortic stenosis (
44). Echocardiography is required to reliably exclude severe aortic stenosis when this is suspected (
45). This is particularly so if more than one cause of a systolic murmur is present and in the presence of left ventricular dysfunction (
21).
Severe aortic stenosis has long been recognized as a risk factor for major adverse cardiac events (MACE) in non-cardiac surgery. The initial Goldman Cardiac Risk Index showed patients with severe aortic stenosis had a perioperative mortality of 13% compared to 1.6% in patients without aortic stenosis (
46). More recent data suggests this rate has declined, perhaps because of increased recognition of aortic stenosis as a risk factor and subsequent alterations in anaesthesia management, perioperative monitoring, aggressive haemodynamic management and less invasive surgery (
47). Even with these advances, moderate and severe aortic stenosis doubles the risk of mortality (2.1%) and triples the risk of perioperative myocardial infarction (3%) in non-cardiac surgery compared with non-aortic stenosis patients (
48). This was particularly so for patients having high risk surgery, symptomatic aortic stenosis, coexisting mitral regurgitation or coronary artery disease 48. Concomitant ventricular dysfunction and pulmonary hypertension have been identified as additional risk factors, with 14% of patients with moderate and severe aortic stenosis having MACE in a recent series (
49).
Another recent study in patients undergoing intermediate and high risk non-cardiac surgery identified severe aortic stenosis has a risk factor for MACE (18.8% vs 10.5% in controls), with most adverse events being new or worsened cardiac failure (
50). Severe aortic stenosis did not significantly increase 30 day mortality but strongly increased 1 year mortality (18.8 vs 7%). Elevated right ventricular systolic pressure was also noted as increasing early and late mortality. Emergency surgery was identified as a particularly high risk event (
50). This strongly reinforces the importance of our role as perioperative physicians with appropriate referral to cardiology, for potential open or transcutaneous aortic valve replacement, even after surgery is complete.
Additional data suggests that the risk of MACE is increased to 31% in patients with severe aortic stenosis and 11% of patients with moderate aortic stenosis undergoing noncardiac surgery (
51).
A smaller study in patients with asymptomatic severe aortic stenosis suggested that low and intermediate risk non cardiac surgery could be undertaken, but with a higher incidence of intraoperative hypotension and vasoactive drug use (
52).
Several small studies suggest that superficial, low risk surgery under local anaesthesia and sedation can be performed safely (
53).
In elderly fractured neck of femur patients, a recent large series from Northern Ireland suggested an overall incidence of aortic stenosis of 6.9%, diagnosed with auscultation and confirmed with TTE. In the 272 patients with aortic stenosis, there were no significant differences in 30 day and 1 year mortality rates. However, there was a strong trend for the use of invasive arterial blood pressure monitoring and general anaesthesia for increasingly severe aortic stenosis. There was a non-significant trend towards less invasive surgery with fewer hemiarthroplasties in the severe group (
54).
An additional study in the United Kingdom performed bedside targeted TTE in almost all patients presenting for fractured neck of femur surgery (
33). Moderate or severe aortic stenosis was present in 8% of patients, with mild aortic stenosis or aortic sclerosis present in 30% of patients. Around 30% of these patients had a systolic murmur with 31% of these patients having a normal TTE. It is not clear how thoroughly anesthetists, geriatricians and orthopaedic residents examined patients in this study as clinical examination was not standardized. However, this is likely to reflect real world practice. Concerningly, 31% of patients with some degree of aortic stenosis did not have a systolic murmur, including 23% patients with moderate and severe aortic stenosis, with these patients having surgery without a diagnosis of aortic stenosis.
A small study using anaesthetist performed focused TTE suggested improved one year mortality in fractured neck of femur patients undergoing preoperative TTE. Pathophysiological abnormalities not detected on clinical assessment were common, with 34% of patients hypovolaemic, 20% patients have evidence of cardiac failure, 14% of patients having aortic stenosis and 11% of patients with pulmonary hypertension (
32).
As well as the additional risk aortic stenosis adds to non cardiac surgery, recent data suggests that non-cardiac surgery may accelerate the rate of progression of aortic stenosis, perhaps related to increased inflammation during the perioperative period (
55).
Outside of the increased risk in the operating room, aortic stenosis is the commonest valvular disease in the Western world, affecting up to 7% of the population over 65. In this group, it is mostly calcific degenerative disease on a previously normal tricuspid valve, or disease of a congenital bicuspid valve. A bicuspid aortic valve is the commonest congenital cardiac anomaly, occurring in 1% - 2% of the population 45. In a series of aortic valve replacements, 50% of patients had a bicuspid aortic valve and they have earlier onset aortic stenosis (
56,
57). These patients are also at risk of aortic regurgitation, dilation and dissection of their ascending aorta, so appropriate referral and follow up is essential, with many bicuspid aortic valve patients needing cardiac surgery at some point in their lifetimes (
57,
58).
In either case, aortic stenosis is an active process of lipid accumulation, inflammation and calcification from laying down of bone by osteoblast like cells (
45,
56). It shares many pathophysiological features with atherosclerosis and coronary artery disease, with the two being strongly associated. Up to 75% of elderly patients with severe aortic stenosis have significant coronary artery disease, increasing as patients age (
59). Despite these similarities, no medical therapy has been shown to be beneficial in slowing the progression of aortic stenosis, including several studies looking at statins (
56).
The diagnosis is made by clinical assessment encompassing a focused TTE. Severity is classified using clinical and anatomic descriptions (such as heavily calcified and restricted) and quantified haemodynamically using continuous wave Doppler and measuring the peak aortic jet velocity across the aortic valve. This is quick, straightforward, well validated, less prone to errors than measuring aortic valve areas and is still emphasized as a key component of assessment of severity in the recent American Heart Association guidelines (
22,
60). A calcified aortic valve with a peak aortic jet velocity of over 4 metres/second confirms the diagnosis of severe aortic stenosis (
60). This usually corresponds with a mean gradient of over 40 mm Hg and an aortic valve area of less than 1.0 cm
2. This will identify most patients with significant aortic stenosis. Using the simplified Bernoulli formula (Pressure gradient (mmHg) = 4 x velocity (m/s)
2), the pressure gradient across the valve can be estimated.
Patients with peak aortic jet velocities of over 5 metres/second are classified as very severe aortic stenosis in recent guidelines (
60). (
Table 1)
| Aortic Stenosis Severity | Peak Aortic Jet Velocity, m/s |
|---|
| Normal | 0.8 - 1.9 |
| Mild | 2 - 2.9 |
| Moderate | 3 - 3.9 |
| Severe | 4 - 4.9 |
| Very severe | > 5 |
Aortic valve area calculations are performed routinely in formal cardiology TTE and may be indicated in select circumstances where patients have low flow across the aortic valve, such as severe left ventricular dysfunction or in patients with severe left ventricular hypertrophy, small left ventricular cavity size and small stroke volumes. In these situations, aortic jet velocity and pressure gradients may underestimate the severity of aortic stenosis, despite small valve areas (
60).
If patients have symptomatic severe aortic stenosis, aortic valve replacement is indicated. This is either surgically or more recently with percutaneous transcatheter aortic valve implantation (TAVI) in elderly, frail patients previously not considered surgical candidates (
60). This would be indicated with or without impending surgery with untreated symptomatic severe aortic stenosis having a 5 year mortality of 50% - 60% (
56).
This should be strongly considered before undertaking major, high risk elective surgery.
Balloon valvotomy is not recommended to ‘get a patient through’ major surgery, with a limited benefit and high risk of complications (
47).
In asymptomatic patients with moderate and severe aortic stenosis, the rate of sudden death is 1.5% and cardiovascular death 3.7% over an 18 month follow up period61. Patient education and appropriate referral to a cardiologist for regular follow up with formal echocardiography is indicated, to assess the progression of the disease. In truly asymptomatic patients, it may be reasonable to proceed with low and intermediate risk surgery. A clinical dilemma arises in that up to 50% of supposedly asymptomatic patients with aortic stenosis will become symptomatic with exercise testing or stress echocardiography (
61). These patients are not truly asymptomatic but have adjusted the speed of activities of daily living to compensate for the increasing afterload from the aortic stenosis. Some of these patients have elevated exercise induced pulmonary artery pressures, impaired augmentation of left ventricular ejection fraction and dramatically increased pressure gradient across the aortic valve (> 20 mmHg) during stress echocardiography, which implies more severe disease (
61). These patients are not truly asymptomatic and have an 8 fold increased risk of cardiac events and are 5.5 times more likely to die suddenly. Aortic valve replacement may be indicated (
61).
3.3.3. Aortic Regurgitation
Generations of medical trainees have been tormented by senior mentors for missing this early diastolic murmur at the bedside or hearing a systolic murmur. However, with the increasing use of echocardiography, it has become apparent that most patients with aortic regurgitation actually have a more easily heard systolic murmur (
27,
65). Aortic regurgitation results from inadequate closure of the aortic valve leaflets because of abnormal leaflets or a dilated aortic root. Left ventricular end diastolic volume increases and total stroke volume increases, with some going forward into the aorta and some returning to the left ventricular through the regurgitant aortic valve. With increased total stoke volume and flow across the aortic valve in systole, peak aortic flow velocity increases and a systolic murmur is heard (
65,
66). Up to 90% of patients with significant aortic regurgitation have a systolic murmur with only 15% having an audible diastolic murmur (
65). An audible systolic murmur should prompt a search for aortic valve disease with focused TTE.
Limited data suggests that moderate to severe aortic regurgitation is not benign and significantly increases risk in patients undergoing non-cardiac surgery. Cardiopulmonary complications are three times more likely (16.2 vs 5.4%) and postoperative death five times more likely (9 vs 1.8%), particularly in patients with impaired left ventricular function, renal dysfunction and those undergoing high risk surgery (
67). Mild to moderate asymptomatic disease is usually well tolerated and surgery should proceed (
46).
Aortic regurgitation is mostly commonly caused by a bicuspid aortic valve or calcific aortic valve disease in the Western world, so regardless of the current surgery, postoperative referral to a cardiologist is reasonable for appropriate follow up as the disease is often progressive (
68). Severity of aortic regurgitation can be assessed qualitatively with focused TTE by evaluating the regurgitation jet width to left ventricular outflow tract ratio. Mild disease (regurgitation jet width: left ventricular outflow tract 30%), moderate (30% - 60%) and severe aortic regurgitation (> 60%) can be determined rapidly, albeit with some limitations (
22).
3.3.4. Mitral regurgitation
In general, regurgitant valvular disease has been thought to be better tolerated than stenotic valvular disease in the perioperative period (
46). However, recent data suggests that patients undergoing non-cardiac surgery with moderate to severe mitral regurgitation are not without risk (
69).
Trivial mitral regurgitation is seen on echocardiography in 40% of otherwise healthy patients (
70).
Mitral regurgitation is not a benign disease and has a sudden death rate of 1.8% per year in the community, regardless of etiology (
71). Symptomatic patients and those with reduced left ventricular ejection and atrial fibrillation are at additional risk (
71).
Broadly, mitral regurgitation can be defined as primary, where regurgitation is the result of abnormal mitral valve leaflets. Or secondary, where the mitral leaflets are structurally normal but where abnormal left ventricular geometry occurs with left ventricular dilation and dysfunction, dilation of the mitral annulus and tethering of chordae and mitral leaflets (
22,
72). This is usually due to ischaemic heart disease or dilated cardiomyopathy and is sometimes called ischaemic mitral regurgitation (
72). These are really different diseases but both share left ventricular volume overload with progressive left ventricular dilation, left atrial dilation and elevated pulmonary pressures (
72). Assessing left ventricular systolic function is challenging with focused echocardiography because the left ventricular contractility is often impaired, despite normal left ventricular ejection on TTE, because much of the ejected volume enters the low pressure chamber left atrium. By time the left ventricle is dilated with impaired left ventricular ejection fraction, left ventricular systolic function is severely impaired with worse prognosis (
22). Additional echocardiographic techniques such as global longitudinal strain are required to detect more subtle decreases in left ventricular function in patients with normal ejection fraction and these are outside the scope of a focused TTE (
73).
Patients with moderate to severe mitral regurgitation having non-cardiac surgery had a higher incidence of death, myocardial infarction, heart failure and stroke (22 vs 16%) (
69). Patients with ischaemic cardiomyopathy and severe left ventricular dysfunction (left ventricular ejection fraction < 35%) had an almost 40% risk of adverse events (
46,
69).
Qualitative severity of mitral regurgitation can be achieved quickly using colour flow Doppler with focused echocardiography and looking at regurgitant jet area (
70). When this fills up more than 40% of the left atrium or the jet reaches the roof, this implies severe mitral regurgitation (
22). More sophisticated techniques outside the scope of focused echocardiography are required for quantitative assessment (
22,
70).
When significant mitral regurgitation is associated with abnormal leaflets or impaired left ventricular function, postoperative cardiology referral is indicated even if surgery proceeds, given the likelihood of disease progression, left ventricular dysfunction and pulmonary hypertension and effects on short and long term mortality.
3.3.5. Hypertrophic Cardiomyopathy/Left Ventricular Outflow Obstruction
Hypertrophic cardiomyopathy is a relatively common genetic cardiomyopathy (1 in 500), characterized by marked and asymmetrical left ventricular hypertrophy, particularly the septum, in a non-dilated left ventricle (
74). The systolic murmur arises because of left ventricular outflow tract obstruction, which occurs in 30% of patients at rest and up to 70% of patients with exercise, involving pressure gradients > 30 mmHg. Systolic anterior motion of the mitral valve (SAM), usually results in mitral regurgitation, also contributing to the murmur. This occurs because of high velocity flow in the narrow left ventricular outflow tract, causing dragging of the anterior leaflet into the outflow tract. Effects of anaesthesia on loading conditions can worsen this gradient (
75).
Patients with hypertrophic cardiomyopathy have an increased risk of sudden death from ventricular arrhythmias, which is in the order of 1% - 5% (
75), so cardiology referral is appropriate regardless of the immediate surgery planned.
Limited data suggests that hypertrophic cardiomyopathy triples the risk of death and perioperative myocardial infarction during non-cardiac surgery (
75). Invasive arterial monitoring, minimizing conditions that exacerbate the left ventricular outflow obstruction (low preload, low afterload, increased contractility) and immediate access to a debrillator are reasonable management strategies in cases that must proceed.
3.3.6. Tricuspid Regurgitation
At least trivial tricuspid regurgitation is present in the majority of patients and is normal and of no haemodynamic significance (
76). When present, this is usually associated with structurally normal leaflets but may be associated with right or left heart disease and pulmonary hypertension (
77). There is virtually no data on non-cardiac surgery in patients with tricuspid regurgitation but moderate and severe tricuspid regurgitation does worsen outcomes in cardiac surgery (
77). In fact, there is no mention of tricuspid regurgitation in the recent perioperative cardiovascular evaluation guidelines (
46).
From a focused TTE perspective, tricuspid regurgitation is the basis on which estimations of right ventricular systolic pressure occur (
6). When present, a search for left heart disease, an evaluation of right ventricular function and an estimate of pulmonary pressures should occur. Severity of tricuspid regurgitation does not closely relate to the pulmonary artery pressure (
76).
Even with mild to moderate pulmonary hypertension, the risk of perioperative death is 7% and major complications is 30% in major non-cardiac surgery (
78). Patients are more haemodynamically unstable, have longer ICU and hospital stays with more frequent readmissions (
79). Major emergency surgery and right ventricular dysfunction are particular problems (
46,
80). Despite not appearing in risk prediction models, pulmonary hypertension of any cause is increasingly recognized as a major predictor of risk in non-cardiac surgery (
81). Patients and surgeons should be counseled regarding the risks of non-essential major surgery, with consideration to not proceeding when pulmonary hypertension is severe (
81).
Perioperative factors such as increased pulmonary vascular resistance with positive pressure ventilation, hypoxaemia, hypercapnoea and uncontrolled pain, all increase pulmonary artery pressures which can initiate right ventricular failure. Systemic hypotension in patients with increasing right heart pressures provokes right ventricular ischaemia and worsened right ventricular function (
81).
Major non-cardiac surgery should be performed in referral centres with experience in managing patients with pulmonary hypertension (
46).