The ANS regulates various physiological processes and its physiologic functioning is essential for maintaining stability, even in the presence of stressors. HRV, which is the variability in time and/or frequency of consecutive R waves of the heartbeat, has emerged as a noninvasive electrocardiographic marker of the influence of the activities of the SNS and PNS of the ANS on the sinoatrial node of the heart (
24). Assuming the multitasking of the GA-T would be a strong stressor of the SNA in adults with SCA, we evaluated the phenotype of HRV in this population. Our main findings were that, compared to healthy controls, adults with SCA had a marked reduction in HRV during the performance of the GA-T, in regard to the activity of both the SNS and the PNS. This reduced HRV occurred especially at the expense of parasympathetic activity, sympathovagal balance, and abnormal ANS complexity. In these individuals, there was a relationship between a lower HRV (especially of the indices that reflect vagal modulation) and a longer GA-T time, worse pulmonary diffusion, and lower respiratory and peripheral muscle strength. In addition, a worse performance on the GA-T (i.e., a longer time to perform its multiple tasks) was associated with worse pulmonary diffusion and respiratory/peripheral muscle strength. To the best of our knowledge, this study is the first to explore the performance of the ANS during the GA-T in individuals with SCA.
In SCA, the PNS functions seem to be more impaired than the SNS functions (
5), with the relative predominance of the action of the SNS promoting peripheral vasoconstriction and reduction of local perfusion and, therefore, increasing the polymerization of hemoglobin S and the sickling of red blood cells (
25). In the present study, when individuals with SCA were compared to healthy controls, we observed lower PNS and SNS activity, although there was a clear parasympathetic withdrawal, with significantly lower RMSSD, pNN50, HF, and SD1 (all with P < 0.0001). In addition, we observed a sympathovagal imbalance represented by the high LF/HF ratio. In line with these findings, several studies have shown a persistent and sustained decrease in autonomic fluctuations in people with SCA, with a clear reduction in the PNS activity, both at rest and during exercise (
3,
4,
8,
9,
25). Although the exact mechanism of cardiovascular autonomic dysfunction in SCA is not fully clear, many factors contribute to its pathophysiology, including fibromuscular dysplasia, damaged small vessel circulation, focal degeneration and apoptosis, procoagulant activity, abnormal coronary chemoreceptors, and increased oxidative stress (
7). In SCA, long-term hypoxemia causes loss of cells in the ambiguous nucleus, which is a set of cells where several vagal efferent axons innervate the ganglionic plexuses on the dorsal surface of both atria (
25).
HRV behaves as a complex, non-linear deterministic system with high variability that follows chaos theory and is modulated by the ANS (
21). In fact, there is growing interest in evaluating the complexity of short-term cardiovascular control through HRV analysis. Non-linear analyses of the HRV are based on its random and nonperiodic nature and the fact that the HRV dynamics of a healthy heartbeat is variable. Thus, complexity and cardiovascular dynamics are inversely related because they represent less interaction between the ANS regulatory mechanisms (
24). In the present study, we observed that adults with SCA had lower ApEn than control adults. In line with our results, data from the literature show that patients with cardiovascular diseases have reduced ANS complexity than healthy individuals, and the reduction in ApEn is an independent predictor of total mortality (
26). Given the role of the ANS in people with SCA, it is interesting to assess HRV following the different treatment modalities, including hydroxyurea therapy, blood transfusion and hematopoietic stem cell transplant (
27). In this scenario, hydroxyurea therapy for people with SCA reduces the incidence of sudden cardiac death possibly associated with low HRV (
28). Using cardiopulmonary exercise testing, a study showed that individuals with SCA on hydroxyurea therapy have heart rate recovery values closer to those seen in healthy controls (
29). Considering the potential of HRV analysis during GA-T, we believe that prospective randomized studies are needed to assess ANS changes in response to the treatment of subjects with SCA.
Several things contribute to the poor performance of individuals with SCA during exercise, such as low oxygen-carrying ability of hemoglobin, cardiopulmonary changes, muscle dysfunction, osteoarticular lesions, and poor physical fitness (
30). Compared to healthy controls, adults with SCA required a median of almost 50% more time to perform the GA-T tasks. We also noted that the longer the GA-T time was, the lower the HRV was, and PNS activity was especially low. Similar to our findings, Hedreville et al. (
8) observed that the PNS activity indices were lower in patients with SCA than in healthy controls when these individuals were subjected to moderate acute exercise. Interestingly, we also observed a significant correlation between longer GA-T time and lower DLCO, which is in agreement with other authors who studied functional exercise capacity in adults with SCA (
30). This finding reinforces the use of reduced DLCO as a marker of poor performance during exercise in individuals with SCA. It is also worth noting the relationships observed between the GA-T time and the PMF measures in our study, which indicate that the microvascular obstruction and the oxidative stress characteristic of SCA can negatively impact the peripheral muscles and reduce the performance of individuals during exercise (
31-
33).
A relationship between ANS behavior and pulmonary function has been discussed under both normal and pathological conditions (
32-
35). It has been hypothesized that HRV may be influenced by pulmonary function, regardless of cardiac autonomic control, with an increasing-decreasing HR resulting from a biphasic vagal response during the respiratory cycle that leads to instantaneous fluctuations in HRV-the so-called “respiratory sinus arrhythmia” (
29,
35). To the best of our knowledge, no previously published work has analyzed the relationship between HRV and pulmonary function in individuals with SCA. Among the pulmonary function indices, we observed more significant correlations between DLCO and vagal modulation parameters. These finding are in line with those observed by Pitocco et al. (
32) in individuals with type 1 diabetes, where they found a close relationship between ANS dysfunction and DLCO measures. It is hypothesized that ANS imbalance may modify the functioning of the peripheral and coronary microvasculature and play a role in abnormal regulation of pulmonary microcirculation (
33). Thus, we hypothesized that ANS dysfunction is involved in the early reduction in DLCO in people with SCA, possibly due to abnormal blood flow regulation at the pulmonary microvascular level. We also observed a significant relationship between HRV indices (especially those that reflect PNS activity) and PImax. In this sense, it is important to note that the vagus, in addition to being involved in the innervation of the heart's PNS, also plays a role in the innervation of the respiratory muscles; therefore, there is some level of synchronicity between the activities of the respiratory and heart muscles (
33).
Autonomic neuropathy may contribute to the pathogenesis of muscle dysfunction in various clinical conditions, with different degrees of impairment of the baroreflex mechanism of skeletal muscle. Here, the lower the HRV (especially the lower the PNS activity) the lower the PMF, as observed by Kabbach et al. (
24), Camillo et al. (
36), and de Lima et al. (
37) in other patient populations, such as patients with chronic obstructive pulmonary disease or terminal liver disease. The relationship between HRV and PMF may have important implications. HGS has been described as a marker of the both regional (upper limbs) and integrity of global function of the individual, whereas an adequate HRV seems to reflect a healthy status with a self-regulated and adaptable cardiovascular system. In addition, HGS has been reported to be negatively associated with all-cause mortality (
38). Therefore, an understanding of the relationships between HRV and PMF can help to determine whether HRV is associated with various aspects of SCA, thereby enabling the proposal of intervention strategies that can influence the results.
A major contribution of this study comprises the first evaluation of the phenotype of HRV in adults with SCA as compared to a control group during a submaximal test with multitasking that mimics ADLs. However, we must recognize its main limitations. First, the study population size was small, although the most significant correlations were almost always observed for the same parameters (i.e., PNS modulation indices). Second, we only evaluated adults with SCA, which prevents the generalization of our results to younger age groups of patients with the disease. Finally, the lack of normative values for HRV parameters during the GA-T makes it difficult to establish cutoff points for abnormal HRV in the participants, although we used a control group. However, this study can serve as a theoretical reference for the design of other research aimed at evaluating intervention strategies that consider the ANS during submaximal exercise in patients with SCA. It is also worth noting that the relationships between HRV abnormalities, pulmonary dysfunction, and muscle dysfunction may also contribute to the future research in these individuals.
5.1. Conclusions
Adults with SCA have reduced HRV, and their low PNS activity, sympathovagal imbalance, and the abnormal complexity of the ANS are particularly important. In addition, a lower HRV is associated with a longer time to complete the GA-T, greater impairment in lung diffusion, and greater dysfunction of both respiratory muscle strength and peripheral muscle strength. Thus, the evaluation of HRV during GA-T may be worthwhile for the follow-up of individuals with SCA, including in the evaluation of their response to treatment.