This paper suggests that the implementation of a PE ward in a general, tertiary and university affiliated hospital, in Southern Brazil, reduces the incidence of IFI in patients with CIN. In the control group, the incidence was higher than in a large Italian cohort study of patients with hematologic malignances, whereas it was lower after the renovation (
3). After intervention, the rate of IFI was significantly reduced (7.4% vs. 18.2%, P = 0.002), even considering only proven or probable infections (1.6% vs. 8.3%, P = 0.003). This benefit remained after adjusting to antifungal prophylaxis (OR = 0.17, 95% CI: 0.05‒0.60). The GVHD is considered a main risk factor for invasive candidiasis and aspergillosis, in allogeneic HSCT patients (
1,
21), and although not reaching statistical significance, it was more commonly identified in the control group (3.2% vs. 6.6%, P = 0.12). When prophylaxis and GVHD were included in the logistic regression model, GVHD was not independently associated with IFI incidence, and did not modify the PE effect. Multicolinearity with antifungal prophylaxis may explain this result. The small incidence of IFI precluded adjustment for other possible confounders, but our analysis is conservative since the intervention group is likely to be of higher risk (
Table 1).
The benefits of PE implementation in our institution in reducing febrile neutropenia (P = 0.009), overall mortality (P = 0.001) and 30-day adjusted mortality (P = 0.02) have already been described (
18).
The benefit of PE in reducing fungal infections was described in a prospective study conducted in Porto, Portugal. The building of new individual rooms with central HEPA filtration in the hematology unit significantly reduces the rates of proven or probable IFI (1.5% vs. 0%, P < 0.001). The consumption of antifungals was reduced and the final cost with antifungal therapy was reduced by 17.4% (
15).
Evidence about infection control measures, involving ventilation and air-quality technologies, is mostly restricted to assessment of the impact of PE wards on invasive mold infections incidence, among high-risk patients undergoing HSCT or intensive chemotherapy for acute leukemia (
15,
22-
24). The benefit of rooms with positive pressure isolation in reducing invasive aspergillosis (IA) was registered in an adult hematological intensive care unit in a university hospital in France. The incidence of IA decreased from 13.2% before environmental modification to 1.6% after modification (
14). Construction and renovation are a well-known risk factor for fungal infections, mainly caused by
Aspergillus spp. (
25,
26). This is plausible because these activities had been shown to dramatically increase the amount of airborne fungal spores (
25). The benefit of preventive strategies in reducing spores counts, especially during renovation or construction, is known (
13,
23,
24,
27). In our study, we observed a decreasing trend of invasive mold infections in the intervention group (0.5% vs. 3.3%, P = 0.057), in agreement to rates identified in studies that evaluated similar strategies (
15,
22-
24). Although patients in the control group were admitted in the period of PE ward construction, several others renovations continued to be made in our institution, after PE inauguration, and the intervention group also could have been exposed to dust. Although patients admitted to the PE ward may be adequately protected, they often required transfer to other areas of the hospital, either for diagnostic or therapeutic interventions, when they are exposed to the risk of acquiring invasive mold infections. Patients that required going outside the PE unit were required to wear N95 masks. The benefit of this strategy in preventing nosocomial aspergillosis during hospital construction was already demonstrated (
28) and, furthermore, we could not expect that HEPA filtering facility would completely remove the risk of infection.
No patient treated in the PE ward developed proven invasive mold infection. Only one patient presented probable Invasive Aspergillosis after the renovation, and the microbiological criteria used in diagnosis were two sequential positive results for serum galactomannan. This indirect diagnostic test was implemented in our institution on June 2007, and was available only during the intervention group admissions. Although it is not considered an ideal test, gallactomannan is more sensitive than culture and allows early diagnosis of invasive aspergillosis (
29). The use of this new diagnostic tool may considerably increase the incidence of probable invasive aspergillosis (
5). If we have used the same diagnostic tests in both groups, no patient would be diagnosed with invasive mold infection in the intervention group. Even without this tool, six mold infections were identified in the control group. One proven IFI was caused by
Aspergillusniger. Two biopsies and one cytopathologic evaluation were positive for hyphae, without species identification, although, according to pathologic evaluations, those findings were suggestive of
Aspergillus spp. Although aspergillosis causes the most common invasive mycoses in highly immunosuppressed individuals, the other molds identified in control group are actually also expected in such patients (
2,
3,
30). One patient in the control group developed fusariosis, diagnosed through positive blood cultures. In contrast to aspergillosis and most other invasive mold infections, fungemia is a common manifestation of disseminated fusariosis. The principal portal of entry for
Fusarium spp. is the airway, followed by the skin at site of tissue breakdown, and, possibly, the mucosal membranes (
31). Also, we recorded one IFI caused by
Rhizopus spp., in the control group. This infection, termed zygomycosis, has risen significantly over the past decade, mainly in high-risk patients. The major mode of disease transmission for the zygomycetes is presumed to be via inhalation of spores from environmental sources (
32), although ingestion and percutaneous exposure are also important in causing these infections (
33). In this scenario, preventive interventions, involving environment control measures, remain a major protective factor.
The benefit of PE in reducing rates of invasive mold infections that were probably hospital-acquired was also observed (0.5% vs. 2.8% in PE and control groups, respectively; P = 0.11). It is difficult to determine the origin of those infections. Given the fact that no consensual definition of hospital-acquired invasive mold infection exists, we adopted the criteria in accordance with most studies published in the field of nosocomial aspergillosis (
23,
26,
34,
35). The respective importance of each protective measures implemented in PE ward is difficult to assess. We hypothesized that the implementation of measures, involving ventilation and air-quality technologies installation, including HEPA filters, were the main causal factor. However, other characteristics that influenced individual exposure cannot be formally excluded, including the underlying disease and undergoing treatment. Most of mold IFI occurred in the high-risk HSTC patients or with acute leukemia (
Table 4) in accordance to what was expected (
2-
4,
36).
There was a trend to lower incidence of yeast infections after the renovation, especially caused by
Candida spp. These infections are usually acquired from the patient’s own gastrointestinal or mucocutaneous flora (
1), several of which being of endogenous origin (
37). However, yeasts may be passed to patients by healthcare professionals (
10). This assumption is based on the fact that a large proportion of medical professional carry
Candida spp. on their hands (
10) and that hand hygiene compliance is low (
38). Extensive hand disinfection was part of the staff routine in the PE ward and visitors were monitored about hand hygiene, when entering in the unit. This strategy could significantly minimize the risk of exposure to exogenous yeasts (
1). Although we did not monitor hand hygiene compliance before and after the intervention, studies showed that strategies like hand hygiene promotion programs and availability of hand washing facilities are associated with higher compliance to hand hygiene practices and better outcomes (
39,
40). Another possible explanation for the lower incidence of
Candida infections in the PE group was the rising trend in antifungal prophylaxis with fluconazole, a preventive strategy with known impact in reducing invasive candidiasis and improving outcomes in high-risk patients (
41).
During several admissions, antifungal agents were not used. There was no difference in the median number of agents used between groups, probably explained by increased antifungal prophylaxis in the PE group. The final direct cost of antifungal was reduced by approximately 50%, after the intervention. However, the median costs did not differ, maybe because few cases of proven or probable IFI occurred in the sample, which substantially increases the costs of treatment (
42,
43). The rates of possible IFI were similar in the intervention and control groups (5.8% vs. 10.0%; P = 0.14). This level of probability of the diagnosis of IFI included multiple questionable cases, particularly those involving neutropenia, nonspecific pulmonary infiltrates and persistent fever, refractory to broad-spectrum antibiotics, without microbiological evidence of fungi. Most patients with this diagnosis received antifungal treatment and the cost of these cases represents an important proportion of the total cost with antifungal agents (data not shown). According to the revised definitions of IFI from the European Organization for Research and Treatment of Cancer/Invasive Fungal Infections Cooperative Group and the National Institute of Allergy and Infectious Diseases Mycoses Study Group (
44) the scope of category “possible” has been diminished. If these criteria were applied in clinical practice, it is probable that several patients with low chance of having invasive mycosis would not be treated. Considering the absolute reduction of proven, probable or possible IFI of 10.8%, after the intervention, an average of 10 cases of IFI could be prevented in neutropenic patients, if 100 admissions occurred in the PE ward, leading to savings of approximately 15000.00 USD (1461.03 USD minus 3.37 USD per infection). Although the median days of hospital stay did not differ between groups, admissions with proven, probable or possible IFI, in the entire sample, were associated with lengthy admission (P < 0.001). Considering that hospitalizations costs are commonly described as important in the overall healthcare costs, the impact of PE implementation in reducing IFI incidence could be associated with long-term economic benefit. Future research should evaluate the overall costs of hospital care after implementation of a PE ward, in a developing country.
The present study was limited by the quasi-experimental design and the non-contemporaneous control group. Although these types of studies can provide valuable information regarding the effectiveness of various interventions, several factors decrease the certainty of attributing improved outcomes to a specific intervention. These include difficulties in controlling for important confounding variables and the simultaneous use of multiple interventions (
12). However, it was not possible to implement a randomized controlled trial because of ethical and logistical considerations. The sample size was estimated considering all IFI and was not reached. However, the studied sample was able to show a significant reduction in the primary endpoint. Because of the small incidence of events, the sample was underpowered for secondary and subgroup analysis. Since we analyzed neutropenic episodes, about 25% of patients were admitted more than once. However, exclusion of repeated patients did not modify the observed benefits. The economic analysis was limited to direct costs of antifungals and further evaluations, considering the burden of IFI, are desired.
In conclusion, this study showed that preventive measures including a PE implementation reduces IFI in neutropenic patients, especially in those with hematologic malignancies, admitted in a general, tertiary teaching hospital, in a developing country. It suggests that those strategies may overcome their costs on the long-term, by saving expenditures associated with fungal infections.