1. Introduction
Goldthwait (1) first recognized in 1911 that facet joints are an important source of pain in the lumbar region. Interventional treatment of facet joint pain was realized in 1975 by Shealy (2) using conventional radiofrequency (RF) to burn the medial branches. Although this procedure is still used today, scientific evidence of its efficacy remains contradictory. Intra-articular (IA) steroid injections, when effective, have a short duration, and the results of controlled studies are disappointing (3).
The use of pulsed RF (PRF) at the medial branches to treat facet joint pain has been practiced since its introduction by Sluijter in 1996. Two randomized trials have compared PRF and RF effects in denervation of the facet joints. Tekin et al. (4) showed that both treatments had comparable results at six months, but the benefit was maintained for one year only in the RF group. Kroll et al. (5) showed no difference between the RF and PRF groups in relative improvement in either pain (visual analog scale, VAS) or disability (Oswestry Low Back Pain and Disability Score) scores. A prospective study by Mikeladze et al. (6) in 2003 showed that 68 patients who were treated with PRF experienced 50% or more pain relief for at least three months.
In 2006, a new application of PRF was introduced; applying IA PRF in a knee with osteoarthritis (OA) could produce pain relief. This initial attempt to treat joint pain with PRF by Teixeira (personal communication) was followed by a report of six cases by Sluijter et al. (7) in 2008. In 2013, Schianchi et al. (8) published a retrospective study of 57 consecutive patients treated with IA PRF in small and large joints. The success rate ranged from 62.5% for large joints (mean follow-up, 14.5 months) to 90% for small joints (mean follow-up, 8.5 months). Since facet joints are true synovial joints with a structure similar to larger joints, we applied PRF into the joint space, inserting the cannula under the capsule. This new approach was motivated by the good results obtained with PRF in other joints. We report two patients who had long-lasting pain relief after treatment with IA PRF.
As a new method to treat painful lumbar facet joints, IA PRF is simple to perform and without relevant complications. The use of fluoroscopy is necessary to visualize the target point at the tip of the superior articular process (SAP) under the capsule and check the depth of the cannula, which lies parallel to the SAP. The technique is demonstrated in Figures 1 - 3. We used a 22-G SMK C-10 PRF cannula with a 10-mm active tip to produce wider electric fields from the non-insulated portion. We believe that this position allows better exposure to the electric fields that are generated along the shaft of the cannula. Our current parameters are: 40 V; pulse width, 10 ms; frequencies, 2 Hz, or 5 ms and 5 Hz applied for 10 minutes. Correct positioning of the needle within the capsule is usually associated with an impedance < 300 Ω.
Figure 1.
Anterior-Posterior Fluoroscopic View Showing the PRF Cannula Directed Towards the Tip of the Superior Articular Process of Facet joint
Figure 2.
Lateral Fluoroscopic View Showing the PRF Cannula Adjacent to the Facet joint and Under the Articular Capsule
Figure 3.
Three-Dimensional Computed Tomography Reconstruction Image of the Facet joints With PRF Cannula Adjacent to the Facet joint
We chose the tip of the SAP as a landmark because the SAP is readily visible on fluoroscopy and at this point, the capsule is abundant and loose, forming a pouch that balloons upward toward the base of the next transverse process (9), allowing easier access to the subcapsular space. Due to the complex, multisegmental innervation of the facet joints, selective diagnostic medial branch blocks are needed to confirm the clinical diagnosis. The subcapsular infiltration of a local anesthetic with contrast medium should be performed with caution, as local anesthetics can be chondrotoxic (10).
2. Case Presentation
2.1. Case 1
A 71-year-old patient presented with persisting pain in the left gluteal region radiating to the lateral thigh and calf when standing. Anti-inflammatory drugs produced only short-lasting insufficient relief. The clinical examination was suggestive of upper lumbar facetogenic pain. Magnetic resonance imaging (MRI) showed multisegmental spondylarthrosis.
Since the pain radiated below the knee, a selective diagnostic L5 nerve-root block was performed to rule out radicular irritation, with a negative result. Selective diagnostic blocks of the left medial branches of L1 through L3 reduced the pain by at least 50%. The pain remained stable for 4.5 months without medication. When the pain increased, IA PRF of the left facet joints L1/L2 and L2/L3 was performed in March 2012. The VAS score improved by 50% after ten days and by 85% after one month. The patient continued to experience satisfactory pain relief for two years.
2.2. Case 2
A 52-year-old employee was admitted in June 2012 with axial lower lumbar pain with intermittent diffuse radiation to the right lower extremity that worsened during walking and lying down despite analgesics and physiotherapy since 2004. On clinical examination, the facet joints were tender. MRI revealed a bulging disc at the level L4/L5, grade I pseudospondylolisthesis, and Modic II changes of the L4 and L5 vertebral bodies.
Selective diagnostic blocks of the right medial branches of L3 through L5 produced almost complete pain relief for three months. In September 2012, IA PRF at L4/L5 and L5/S1 was performed. Since similar pain was also present on the left side, IA PRF was done at L3/L4, L4/L5, and L5/S1 on that side in November 2012. Both procedures were successful, with 80% pain relief for over a year.
3. Discussion
The prevalence of facet joint pain is estimated to range from 5% to 15% in the population with low back pain (11). Because arthritis is a prominent cause of lumbar facetogenic pain, the incidence increases with age. It has recently become evident that the inflammatory cytokine network plays a major role in the pathophysiology of OA (12).
Inflammatory cytokines like interleukin 6 (IL-6), tumor necrosis factor α (TNF α), and interleukin 1β (IL-1β) can be found in facet joint tissues in degenerative lumbar disorders (13) and in osteoarthritic joints in general (12-14). Since facet joints are true synovial joints, the same as the articulations of the upper and lower extremities, it is reasonable to believe that their metabolism is not significantly different, particularly with regard to chondrocytes. In osteoarthritic joints, the production of inflammatory cytokines and matrix-degrading enzymes disturbs chondrocyte metabolism, leading to cartilage degradation. Cartilaginous changes elicit intense pathologic remodeling in the subchondral bone (14) and further stimulate the inflammatory process.
Produce pain relief in small and large joints by PRF has contributed to new concepts of its mode of action (15). In contrast to conventional RF, the action of PRF is not limited to neural structures. In view of the good results obtained with joint pain (7, 8), Sluijter et al. (15) have postulated a local or regional effect of the electric fields produced by PRF on immune cells and thus, influencing the nociceptive process itself rather than merely the afferent innervation. The electric fields that are involved in this process might be quite low. Maretto et al. (16) recently demonstrated that applying PRF at a uniform field strength of 200 V/m to monocytes induces biological activity of TNF-α.
The electric fields that are generated during PRF are very strong at the tip of the cannula, but fall off rapidly over the first 0.1 mm from the electrode tip. There is an extremely small and negligible risk of permanent damage to a nerve or any other structure during procedure (15, 17, 18).
Of greater importance are the electric fields around the cylindrical part of the electrode: they are weaker (50000 V/m) than at the tip, but their extent is broader, providing a wide area where low electric fields with their pronounced biological effect are available. These could explain the good results obtained, in particular, with IA PRF (15). To validate the efficacy and compare the duration of effect of this new technique with other approaches to lumbar facet pain, further experience and randomized controlled trials are necessary.
