Although TTN is generally considered a benign and self-limiting condition in newborns, recent data suggesting a link between TTN and wheezing or asthma raises questions about whether TTN may be a precursor to childhood respiratory disease (
2,
7). Our study showed that preschool children with a history of TTN may have peripheral airway obstruction, which is a characteristic finding of asthma. This was evident through significantly increased R5-R20 values and more negative X10 and X15 IOS values when compared with age-matched healthy controls. Additionally, we observed higher R values and AX values in subgroups with a history of late-preterm birth, noninvasive respiratory support, and maternal asthma. However, the effect of PS exposure on our preschool children's IOS values seemed more pronounced than the effects of known risk factors for TTN.
Because IOS is effort-independent and requires minimal patient cooperation, it is a valuable tool for assessing lung function in preschool children. One of the main applications of IOS in children is the assessment of patients with asthma. Typically, asthma patients with increased peripheral airway resistance exhibit elevated R5, more negative X5, and increased Fres values (
14,
15,
22,
23). R5, R5-R20, and AX are widely recognized as the most sensitive IOS parameters for detecting peripheral airway obstruction, assessing the severity of asthma and exacerbations, and early identification of lung function abnormalities (
23,
24). In our study, increased R5-R20 was a significant finding in preschool children diagnosed with TTN compared to healthy controls, indicating possible peripheral airway obstruction, in addition to the negative X values.
In a recent study, Klinger et al. reported that infants with TTN also had increased R and decreased reactance (X) compared to healthy term controls using the forced oscillation technique on the first day after birth (
25). Although the aim of their study was to demonstrate the feasibility of FOT in neonates and its ability to distinguish normal control infants from those with TTN, it also showed the impact of TTN on lung function, particularly on oscillometric parameters R and X.
Cesarean section is recognized as a risk factor for TTN due to the absence of the natural surge of catecholamine that occurs during a vaginal delivery. This surge triggers a β-adrenergic receptor-mediated response, leading to fluid absorption in distal airways through Na pump activity (
3,
26). Faxelius et al. found a significant correlation between catecholamine concentrations and lung compliance two hours after birth (
26). Another study by Lee et al. assessed total body plethysmography and functional residual capacity using argon dilution in newborns, comparing those delivered vaginally to those born via elective cesarean section at 4-6 hours and 24 hours after birth. They observed a delay of up to 24 hours in achieving final lung volumes in infants born without exposure to labor or passage through the birth canal, which could potentially contribute to increased respiratory morbidity associated with elective cesarean section deliveries (
27).
Furthermore, Owens et al. evaluated whether reduced lung function in early infancy is predictive of persistent asthma in young adults. They assessed lung function at various intervals: One, 6, and 12 months (using maximum expiratory flow at functional residual capacity, V'max), and at 6, 11, 18, and 24 years of age (using spirometry) in an unselected cohort of full-term births. Their findings demonstrated that neonatal impairment in lung function is a risk factor for persistent asthma throughout life (
28). Similarly, our study also revealed significant differences in the IOS values of X10 and X15, which indicate compromised lung capacitance and elasticity, between preschool children under 7 years old diagnosed with TTN during the neonatal period and age-matched healthy controls.
Late-preterm infants have been reported to be associated with a greater incidence of cesarean delivery and TTN, frequently necessitating respiratory interventions such as mechanical ventilation and oxygen support. In a recent study, Gustafson et al. identified that exposure to any form of respiratory support is significantly associated with recurrent wheezing in late-preterm infants during the first three years of life (
29). Our study also supported this finding, showing a significant increase in AX value, indicative of peripheral obstruction in IOS, among preschool children predominantly born late-preterm and requiring NCPAP, compared to those who did not require NCPAP. Since alveolar development continues until 8 - 10 years of age, postnatal exposure to any type of respiratory support has been considered to increase the risk of respiratory symptoms due to its potential inflammatory effects on lung tissue (
29,
30).
Birth during the 34
0/7–36
6/7 gestational period disrupts critical phases of rapid in-utero respiratory growth, affecting the maturation of acinar structures and overall lung development. These disruptions can lead to alterations in pulmonary mechanics during infancy, including a compliant chest wall, reduced expiratory airflow, and increased airway resistance (
31). Thunqvist et al., in a large-scale cohort study, conducted spirometry on children born moderate-to-late preterm (MLP) at 8 years of age and re-evaluated them at 16 years using both spirometry and oscillometry. The study found lower values of forced expiratory volume in one second (FEV1) and higher R5, R5-R20, and AX values, indicating airway obstruction in children born MLP compared to those born at term (
13). Similarly, in our study using spirometry, we observed increased R5-R20 and AX values in children born late-preterm compared to those born at term. In contrast, Dantas et al. reported that lung parameters in school-aged children born MLP were similar to those born at term, suggesting continued pulmonary plasticity (
32). However, a recent systematic review and meta-analysis found that MLP birth is associated with reduced expiratory airflow across childhood, adolescence, and adulthood. While the degree of airflow obstruction was modest, as indicated by differences in z-scores for FEV1, FEV1/FVC, and FEF25-75%, MLP-born individuals exhibited worse expiratory flows compared to term-born controls (
31).
In a study conducted in 2007, Liem et al. identified several independent risk factors for the development of TTN, including birth weight ≥ 4500 g, maternal asthma, male sex, urban location, and cesarean section. Their findings also suggested that TTN could potentially serve as the initial presentation of asthma in preschool children with a maternal history of asthma (
5). Later literature, based on surveys, has indicated that prematurity, family history of asthma, and maternal tobacco use are statistically significant predictors for the development of bronchial hyperactivity and asthma in childhood (
29,
33-
35). In another study, Mendola et al. showed that adverse neonatal outcomes, such as respiratory complications and NICU admission, increased with maternal asthma in term births (
35,
36). Noting the link between β-adrenergic response and activation of Na transport, they suggested that one possible genetic predisposition was β-adrenergic hypo-responsiveness in those infants and mothers (
11). In a cohort of 73 children where at least one parent was atopic, a reduction in neonatal VmaxFRC was demonstrated in children with a polymorphism in some allele of the β-adrenergic receptor gene (
37). Additionally, a recent study reported that maternal asthma is linked to lower lung function in male babies, potentially affecting their future lung health and increasing the risk of wheezing and asthma (
38). Despite the limited sample size, we also demonstrated a significant increase in distal airway resistance, reflected in all R values of IOS, among preschool children with a maternal history of asthma compared to controls. However, we found no significant difference in IOS values in the TTN group when subcategorized by paternal asthma/atopy history.
While genetic factors are believed to play a role in the occurrence of TTN and the subsequent development of asthma, environmental factors like exposure to PS can also exert a significant influence. A study conducted by Lajunen et al. aimed to investigate the impact of environmental tobacco smoke exposure on lung function in preschool children with asthma. They observed a significant association between cotinine levels and increased baseline R5 and decreased baseline X5 values. These IOS findings were notable for suggesting small peripheral airway dysfunction, resembling chronic obstructive pulmonary disease (
39). Similarly, our study revealed significant differences in preschool children exposed to PS compared to those in the Non-PS group. Specifically, the PS group exhibited higher resistance and lower reactance in peripheral airways. The impact of PS exposure on IOS values in our study group was particularly pronounced.
We have previously shown that maternal smoking during the prenatal period significantly increased peripheral airway resistance, as measured by IOS, in preschool children born late-preterm (
40). Bisgaard et al., in a prospective birth cohort study of 411 newborns, determined that neonates of mothers who smoked during the third trimester had a 7% loss in FEV at 0.5 seconds (
41). It has also been noted that the interaction between intrauterine smoke exposure and transferase gene expression is linked to reduced functional residual capacity and hyperresponsiveness in exposed infants (
42). Hence, it is plausible to suggest that airway remodeling may occur within the unique epigenetic environment of each individual child (
39,
43).
Our study is important for evaluating the effects of a TTN diagnosis in the neonatal period on lung function using IOS in preschool-age children. However, it has certain limitations. The TTN group could have included more participants, especially those with a maternal history of doctor-diagnosed asthma. A larger sample size is needed to reach a definitive conclusion. This limitation may be due to difficulties in contacting children by phone and scheduling hospital visits for follow-ups over subsequent years. Factors like logistical challenges, geographical dispersion, and the complexity of obtaining detailed medical histories may have also contributed to the smaller sample size in the doctor-diagnosed maternal asthma subgroup. Additionally, some families may have been hesitant to commit to long-term research involvement.
Another limitation of our study is that parental reports were used to assess PS exposure, and we did not utilize biomarkers like urine cotinine levels to validate the exposure. Furthermore, we did not precisely quantify the duration of PS exposure or the number of smokers in the household. However, in a study investigating the effects of maternal smoking, a random sample from the cohort was used, and it was found that there was good agreement with serum cotinine levels (
44). Additionally, the use of questionnaires to determine smoking status has proven to be a valuable tool in epidemiological research for assessing the adverse effects of PS. Even so, differences between lung function parameters in children exposed to PS and those who are not could provide a strategy for implementing control measures and informing smoking parents of the risks.
In conclusion, this study suggests that preschool children diagnosed with TTN during the neonatal period may exhibit peripheral airway obstruction, a characteristic of asthma, compared to age-matched healthy controls. The development of asthma is clearly a highly complex and multifactorial process. Identifying risk factors and understanding the mechanisms that lead to recurrent wheezing are crucial for pinpointing targets for primary prevention as well as future interventions and treatments. Being born late preterm, the effects of nasal mechanical ventilation, exposure to cigarette smoke, and a maternal history of asthma appear to be potential factors that could alter lung function in preschool children diagnosed with TTN during the neonatal period.
Families should be made aware of the potential long-term consequences of preterm birth and the damaging effects of cigarette smoke on lung function. Additionally, monitoring lung function, providing long-term medical care, and avoiding exposure to cigarette smoke should be emphasized throughout childhood and potentially into adulthood for patients diagnosed with TTN during the neonatal period. While our findings offer valuable insights, larger-scale studies are necessary to validate these results.