Model evaluation
The encapsulation efficiencies obtained in different experiments are presented in
Table 2. The quadratic model was selected as the best-fitting model having an insignificant lack of fit (0.1358) and maximum value of the adjusted R-square and the predicted R-square.
The high value of R
2 (0.9851) and R
2 adjusted (0.9659) is an indicative of agreement between experimental results and the data predicted by the model. In order to find the significant parameters affecting the encapsulation efficiency, analysis of variance (ANOVA) was performed. The results are presented in
Table 3.
| Independent variables | Symbol | Coded levels
|
|---|
| -1 | 0 | 1 |
|---|
| Sodium alginate% | X1 | 1 | 1.25 | 1.5 |
| Herbal galactagogue extract% | X2 | 1 | 3 | 5 |
| CaCl2 | X3 | 0.2 | 0.6 | 1 |
| Runs | Sodium alginate (%) | Herbal galactagogue extract (%) | CaCl2 (M) | Actual Encapsulation efficiency (%) | Predicted Encapsulation efficiency (%) |
|---|
| 1 | 1.25 | 5 | 0.2 | 37.61 | 35.62 |
| 2 | 1.25 | 3 | 0.6 | 62.29 | 63.54 |
| 3 | 1.25 | 3 | 0.6 | 64.76 | 63.54 |
| 4 | 1.25 | 1 | 1 | 68.15 | 70.14 |
| 5 | 1 | 5 | 0.6 | 35.5 | 34.83 |
| 6 | 1 | 3 | 0.2 | 50.09 | 52.75 |
| 7 | 1 | 1 | 0.6 | 53.2 | 51.79 |
| 8 | 1.25 | 3 | 0.6 | 65.1 | 63.54 |
| 9 | 1.5 | 3 | 0.2 | 56.54 | 57.12 |
| 10 | 1.25 | 1 | 0.2 | 61.12 | 59.87 |
| 11 | 1 | 3 | 1 | 52.15 | 51.57 |
| 12 | 1.5 | 5 | 0.6 | 32.18 | 33.59 |
| 13 | 1.25 | 3 | 0.6 | 61.11 | 63.54 |
| 14 | 1.5 | 1 | 0.6 | 74.22 | 74.89 |
| 15 | 1.25 | 3 | 0.6 | 64.42 | 63.54 |
| 16 | 1.5 | 3 | 1 | 71.73 | 69.07 |
| 17 | 1.25 | 5 | 1 | 34.89 | 36.14 |
Encapsulation efficiency (%)
|
|---|
| Source | Sum of Square | df* | Mean Square | F-value | Prob > F |
|---|
| Model | 2833.00 | 9 | 314.78 | 51.40 | < 0.0001** |
| X1 | 239.04 | 1 | 239.04 | 39.03 | 0.0004** |
| X2 | 1696.82 | 1 | 1696.82 | 277.06 | < 0.0001** |
| X3 | 58.10 | 1 | 58.10 | 9.49 | 0.0178** |
| X1X2 | 148.11 | 1 | 148.11 | 24.18 | 0.0017** |
| X1X3 | 43.10 | 1 | 43.10 | 7.04 | 0.0328** |
| X2X3 | 23.77 | 1 | 23.77 | 3.88 | 0.0895 |
| X12 | 60.42 | 1 | 60.42 | 9.86 | 0.0164** |
| X22 | 506.98 | 1 | 506.98 | 82.78 | < 0.0001** |
| X32 | 18.93 | 1 | 18.93 | 3.09 | 0.1221 |
| Residual | 42.87 | 7 | 6.12 | | |
| Lack of Fit | 30.71 | 3 | 10.24 | 3.37 | 0.1358 |
| Pure Error | 12.16 | 4 | 3.04 | | |
Effect of sodium alginate (a), extract (b) and CaCl2 (c) concentration on encapsulation efficiency
3D surface plots for EE% with respect to sodium alginate and extract (a), CaCl2 and sodium alginate (b) and extract and CaCl2 (c)
SEM images of chitosan-coated microcapsules loaded with extract; 80× (a) and b) 200× (b)
Size distribution by number for uncoated alginate microcapsules loaded with extract (a) and chitosan-coated alginate microcapsules loaded with extract (b)
FTIR spectra of herbal galactagogue extract (a), chitosan (b), sodium alginate (c), chitosan-coated alginate microcapsules containing extract (d) and blank chitosan-coated alginate microcapsules (e)
Total flavonoid loss (%) in chitosan-coated microcapsules stored at 4 °C and 25 °C during storage
In-vitro cumulative release of herbal galactagogue extract from microcapsules in SGF and SIF
The significance of each coefficient was specified by p-value. The values less than 0.05 indicate significant variables. Among the tested variables in this study, X1 (sodium alginate concentration), X2 (extract concentration), X3 (CaCl2 concentration), (X1)2 (sodium alginate concentration × sodium alginate concentration), (X2)2 (extract concentration × extract concentration), X1X2 (sodium alginate concentration × extract concentration) and X1X3 (sodium alginate × CaCl2 concentration) were significant terms of the model.
The coefficients of independent variables are given in equation as below:
Y = -96.6556 + 190.2000 X1 + 26.2182 X2 – 9.2493 X3- 12.1700 X1X2 + 32.8250 X1X3 – 60.6080 X12- 2.7432 X22
The equation shows that the sodium alginate and extract influenced EE% in a quadratic and linear model while CaCl
2 had linear effect.
Figure 1 illustrates linear effects of sodium alginate, extract and CaCl
2 on EE%.
Figure 2 illustrates the response surface plots for EE% with respect to sodium alginate and extract (a) and CaCl
2 and sodium alginate (b).
Formulation optimization
The optimum point with a maximum predicated value of EE% (78.028 %) was obtained at alginate concentration of 1.49 %, extract concentration of 1.58 % and CaCl2 level of 0.84 %. The accuracy of predicated condition was examined by performing independent experiments at the optimal point. The results revealed that the predicated value from the model was reasonably close to observed value (77.97%).
Effect of microencapsulation conditions on encapsulation efficiency
Figure 1 illustrates linear effect of independent variables on EE%. As shown, encapsulation efficiency was increased by increasing sodium alginate concentration from 1 to 1.5% and extract concentration up to 2%. Increasing CaCl
2 concentration enhanced EE% and was constant in the range of 0.8-1%. The simultaneous effects of two factors on response while keeping the other variable constant at its middle level (center value of testing ranges) are presented in forms of 3D surface plots in
Figure 2. The tortuous surface shows a strong interaction between two factors.
Figure 2a shows the 3D surface plot for combined effects of sodium alginate and galactagogue extract concentration (X
1X
2) on EE%. A higher encapsulation efficiency was obtained with extract concentration of 1-2% and sodium alginate concentration of 1.5%, but when extract level was enhanced, EE% decreased even at high concentration of sodium alginate. EE% increase by enhancing alginate level might be due to the formation of a more compact membrane which inhibits leakage of extract to external solution (
24). Similarly, Chan (
15) stated that EE% of a model oil in Ca-alginate beads increased from 60% for the 5 g/L alginate solution to 90% for the 25 g/L solution. The increase of EE% by enhancement of alginate concentration was confirmed in the study of Lotfipour
et al. (
25) who pointed that alginate concentration was the most affective factor on EE% of
Lactobacillus acidophilus and also an increase in EE% of propranolol incorporated into calcium alginate beads (
26). In a study conducted by Soliman
et al. (
27), EE% was decreased with increasing the alginate concentration over 2% due to formation of pores with smaller size and consequently a lower amount of ingredient can be entrapped within the polymer matrix. Calcium ions interact preferentially with guluronic sequences of sodium alginate and hydrogel networks are formed. Therefore, it can be assumed that sodium alginate with high guluronic acid denoted as high G (the alginate used in this study), are more susceptible to CaCl
2 level.
By increasing extract level, the EE% was reduced. Similarly, Zam
et al. (
28) stated that the highest loading efficiency of pomegranate polyphenols in alginate beads was obtained by 1% extract. Extract is water soluble and the amount of encapsulated extract is dependent on the water amount of hydrogel. Therefore, applying high concentrations of lemon balm extract did not increase the encapsulation efficiency (
24). Moreover, it can be explained by the saturation of extract loading into alginate microcapsules (
29).
Figure 2b presents the 3D surface plot for combined effects of sodium alginate and CaCl
2 concentration (X
1X
3) on EE%. Increasing the level of CaCl
2 particularly in the range of 0.6-0.8% and simultaneously increase of sodium alginate concentration led to the highest EE%. Increasing the level of Ca
+2 causes rapid cold setting and a densely cross-linked gel with lower porous structure; therefore, lower amount of herbal galactagogue extract can be entrapped in gel matrix and subsequently EE% would decrease (
27). These results are in agreement with the study conducted by Najafi-Soulari
et al. (
24) who pointed that encapsulation efficiency of lemon balm extract decreased by increasing CaCl
2 concentration up to 1% and became constant at higher concentrations. Consistently, it was reported that by increasing the level of CaCl
2, more Ca
+2 ions diffuse into the drug-loaded alginate beads and more drug would displace from alginate matrix by Ca
+2 ions leading to a decrease in EE% (
26).
Figure 2c shows combined effects of extract and CaCl
2 on EE%. By increasing extract concentration in the range of 1-2% and CaCl
2 in the range of 0.8-1%, EE% increased. Although, this increasing trend was higher at higher concentration of CaCl
2, the difference was not remarkable. Therefore, the interaction of these two factors was not statistically significant (
p ˃ 0.05).
Encapsulation yield
The microencapsulation yield (EY%) is important from the economic point of view in any encapsulation process, considering the cost of polymers and active principles used (30). EY% calculated in uncoated and chitosan-coated microcapsules was 50.21 ± 0.8 % and 69.7 ± 0.5 %, respectively. In a study by Samakradhamrongthai
et al. (
31), the encapsulation yield of freeze-dried
Michelia alba D.C. extract was reported 50.01%. In another study, EY% of freeze-dried alginate microcapsules containing lactobacilli was 50.5 (
30). Sabitha
et al. (
32) obtained EY% in the range of 55-68% for different antitubercular drugs encapsulated in chitosan-alginate matrix. In chitosan-coated microcapsules, due to an extra coating and increase in the thickness of the microcapsule wall, EY% was higher. It was reported that the higher amount of wall material available for formation of a thicker microcapsule wall resulted in increasing product recovery (
33). Furthermore, using chitosan as a coating would increase the total solid content of feed solution in freeze drying process (
34).
Morphology of microcapsules
The morphology of chitosan-coated microcapsules prepared at optimum condition was studied by SEM as shown in
Figure 3 As can be seen, an acceptable spherical morphology was obtained. The absence of ideal spherical morphology and rough structure can be probably attributed to the drying process that causes certain invaginations in the particles (
35).
Similarly, Saikia
et al. (
36) pointed out that freeze-dried encapsulates of polyphenol powder were irregular in the shape compared to spray-dried microcapsules. Dai
et al. (
37) reported a rough surface in alginate-chitosan hydrogel beads with cracks and wrinkles due to partial collapsing of the polymer network during dehydration. Insufficiency of ideal spherical structure and smoothness was also reported in other studies (
21,
38).
Mean particle size and particle size distribution of microcapsules
Figure 4 presents particle size distribution of chitosan-coated and uncoated microcapsules. Diameter of uncoated and chitosan-coated microcapsules were in the range of 46-75 μm and 90-150 μm and mean diameter of 52 ± 0.76 μm and 123 ± 2.3 μm, respectively. It has been reported that microcapsules smaller than 200 μm show a more prolonged passage time and the possibility of controlled release of the encapsulated drug substance (
38,
39).
As evident in
Figures 4, the microcapsules had a narrow size distribution. The polydispersity index (PDI) values of 0.48 and 0.45 for uncoated and chitosan-coated alginate microcapsules confirm acceptable polydisperse nature of microcapsules in aqueous. Coating of alginate microcapsules with chitosan increased the particle size. This is in agreement with the results obtained by Nualkaekul
et al. (
40) that reported an increase in particle size of alginate beads loaded with
Lactobacillus plantarum by chitosan coating. Furthermore, loading of extract in microcapsules was affective on particle size increment. Similarly, Khaksar
et al. (
41) stated an increase of particle size by entrapment of nisin in alginate-high methoxy pectin microparticles. Hui
et al. (
42) also reported an increase in microcapsules’ size loaded with PentaHerbs extract compared to unloaded microcapsules.
FTIR analysis
The functional groups and intermolecular interactions within the microcapsules were investigated by FTIR.
Figure 5 represents FTIR spectrum of herbal galactagogue extract, chitosan, sodium alginate, and chitosan-coated alginate microcapsules containing extract.
Figure. 5a shows the spectrum of galactagogue extract band at 3419, 2979, 1645, 1411, 1047, and 713 cm
-1 that can be assigned to OH stretching, sp
3 C-H stretching, C=O stretching, α-CH
2 bending, C–O stretching, and C–H bending and ring puckering, respectively (
42,
43). As shown in
Figure. 5b, the main bands in chitosan powder were 3433 cm
-1 (O-H stretching), 2875 cm
-1 (C-H stretching), 1655 cm
-1 (C=O stretching, amide I representing the structure of N-acetylglucosamine), 1580 cm
-1 (bending vibrations of the N-H representing N-acetylated residues), 1424 cm
-1 (N-H stretching, amide II representing glucosamine functional groups), 1385 cm
-1 (NH stretching, amide III), 1159 cm
-1 (C-O-C stretching) and 896 cm
-1 (pyranose ring) (
37,
44).
Sodium alginate spectrum (
Figure. 5c) showed characteristic bands at 3433 cm
-1 (OH), 2924 cm
-1 (CH), 1630 cm
-1 (COO- asymmetric), 1416 cm
-1 (COO- symmetric), and 1031 cm
-1 (C-O-C). Similar absorption bands were reported by other authors (
37,
45). By comparing the spectrum of blank chitosan-coated alginate microcapsules (
Figure 5e) with chitosan (b) and sodium alginate (c), it was found that most specific peaks of chitosan and alginate were present in microcapsules spectrum with some shifts. Stretching vibration of O-H at 3433 cm
-1 shifted to 3429 cm
-1.
Appearance of new peak at 2855 cm
-1 and increase of the sharpness of the peak at 1631 cm
−1 as a result of COO
- groups in alginate and the disappearance of the chitosan amino band at 1580 cm
-1, suggest the formation of a polyelectrolyte complex between sodium alginate and chitosan (46, 47). A new peal at 1746 cm
-1 belonging to COOH is an indicative of acidic condition in which the microcapsules were prepared (
37).
Moreover, some peaks in chitosan spectrum disappeared due to the presence of multi-interactions of polymers like electrostatic and hydrogen bonding (
48,
49). Compared to the blank chitosan-coated alginate microcapsules and herbal galactagogue extract spectra, the spectrum of extract-loaded microcapsules (
Figure. 5d) is a combination of the two aforementioned spectra and also the appearance of some peaks at 1099, 1061 and 887 cm
-1 is an indicative of herbal galactagogue extract encapsulation in chitosan-sodium alginate matrix.
Stability of entrapped flavonoids in microcapsules
Figure 6 shows the percent loss of flavonoids in microcapsules stored at two different temperatures. As can be seen in
Figure 6, although flavonoid loss increased during storage from day 1 to day 120, the loss of flavonoids in the microcapsules was insignificant during the storage. Similarly, in a study by Sansone
et al. (
50), the spray-dried microcapsules containing quercetin were stored at 25 °C for 12 months and after this period, no degradation products or decrease of concentration was observed. Accordingly, Nori
et al. (
51) also pointed out that storage temperatures of 10 and 25 °C had no effect on flavonoid content of microencapsulated propolis extract. The microcapsules stored at 4 °C showed lower percent loss (3.9 ± 0.14%) compared to the samples (6.11 ± 0.21%) stored at 25 °C during 120 days storage. This is in agreement with the results of Abedi
et al. (
52) who reported a higher loss of thymoquinone in microcapsules stored at 20 °C compared to 4 °C. In general, it can be expressed that alginate and chitosan as wall materials are suitable in protection of flavonoids from environmental conditions.
Release studies within simulated gastrointestinal conditions
Figure 7 shows the release of extract from microcapsules in SGF and SIF. Under SGF condition, a fast initial release (18%) during 4 h occurred followed by a slow and continuous release (48.1%) till 24 h. In a study by Dai
et al. (
37), the release of nifedipine from chitosan-coated alginate beads at pH 1.5 was 18% while at pH 6.8, the release increased significantly up to 99%. Similarly, Finotelli
et al. (
53) reported a very fast release of insulin (18%) from alginate/chitosan nanoparticles corresponding to insulin physically entrapped to bead’s external layer. The release of extract from alginate matrix was relatively low due to applying a chitosan coating. The barrier property of chitosan was confirmed in other studies (
53-
55). At low pH, the carboxyl groups of alginate were protonated and electrostatic repulsion among these groups led to formation of insoluble alginic acid and a reversible shrinkage took place that hindered the release of the core substance (
21,
56). Similarly, it was reported that in acidic environment, calcium ions in alginate beads were totally discharged and the carboxyl groups shifted to an un-ionized form (
57). In SIF with pH 7, a rapid increase in the release rate was observed up to 80% during 24 h. According to Lacerda
et al. (
21), increase of the pH led to deprotonation of chitosan that attenuated the extent of the interactions inside the microparticle and the ionization of the sodium alginate carboxyl groups. Anal
et al. (
58) reported a negligible release of bovine serum albumin from chitosan-alginate beads in SGF medium (pH 1.2), but in SIF medium (pH 7.5), the release was faster. It was expressed that high affinity of phosphate ions present in intestinal fluid for Ca
+2 induced disruption of calcium-alginate gel matrix.