Morphology and size of microcapsules and microencapsulation yield
The size and encapsulation efficiency of microcapsules are shown in
Table 1. No significant difference was observed between different microcapsules (
P > 0.05). Moreover, the outcomes also showed that probiotics were effectively entrapped using gentle approaches. Our findings indicated that the average yield of all samples after encapsulation, coating and cross-linking was 97.67 %. These findings are in agreement with those of Mokarram
et al. (
15) in 2009 Khosravi-Zanjani
et al. (
13) in 2014. Furthermore, the viability of probiotics in sterile sodium chloride solution (0.5%, w/v) and peptone water at 4 °C showed that the number of bacteria in all the samples (microencapsulated forms) remained significantly unchanged and genipin as a cross-linker had no adverse effect on probiotics viability. This finding is in agreement with those of Annan
et al. (
52) in 2008, Chen
et al. (
49) in 2010, and the similar study done by Borza
et al. (
51) in 2010 who reported the presence of genipin in microcapsules or increasing the genipin concentration significantly increased the physical stability of microspheres without having an adverse effect on cell viability. Moreover, different studies have shown that genipin has been found not to be cytotoxic to human cells and is widely used in herbal medicine in Asia and in the fabrication of food dyes (
48-
55). Genipin has been found to be far less cytotoxic than many cross-linking agents used in the manufacture of biomaterials and pharmaceutical materials and this may also explain the recent increase in interest for its use (
48-
55).
Scanning electron microscopy revealed that the formed microcapsules were all spherical and uniform. The material and type of hydrocolloid used as a coating in the formation of each microcapsule had distinct and influential effects on the appearance of the microcapsules. Moreover, the presence of the chitosan and poly-L-lysine layer, changed the surface and morphology of microcapsules and created a smooth and uniform surface for microcapsules (
Figure 1). The images of microcapsules taken by the electron microscope are completely similar to those prepared by other researchers who used the emulsion technique to produce calcium alginate capsules together with other hydrocolloids (
6,
10,
11,
16,
17,
20,
21). Khosravi-Zanjani
et al. (
13) in 2014 reported that the presence of chitosan changed the morphology and shape of the produced microcapsules in addition to increasing their size. However, corn starch used as filler had no effect on the size of the microcapsules.
As can be clearly seen in the electron microscope images, capsules containing genipin seemed more spherical and uniform and were structurally more coherent and stronger than capsules that were without genipin (
Figure 1). Since genipin is only a cross-linker and does not increase the size of the microcapsules as a separate coating, its presence did not increase the size of chitosan and poly-L-lysine coated microcapsules but rather created structural order and cohesion in the microcapsules and improved their strength. The size of microcapsules was analyzed by measurement software (Leica Qwin 550). The mean diameter of chitosan-coated and poly-L-lysine microcapsules was 117 ± 2.96 μm and 113 ± 3.01 μm respectively. Genipin changed the morphology and shape of microcapsules obviously, and improve the spherical structure of microcapsules without increasing the size of microcapsules. In agreement with our findings, Annan
et al. (
52) in 2008, Chen
et al. (
50) in 2010, and Borza
et al. (
47) in 2007 found that the amount of genipin used as a cross-linking agent and increasing genipin concentration in the preparation of gelatin and alginate microcapsules did not significantly influence the size distribution of the beads. In this technique, the capsules are formed in micron range size. Microcapsules with double coating sodium alginate used in Mokarram
et al. (
15) study in 2009 were also micron size range (75.339 ± 0.209 μm). Various studies have indicated that a decrease in the microcapsule size to smaller than 100 μm would not suggest an important rise in the rate of probiotic survival in simulated human gastric juice (
3,
24,
58). However, very large capsules can leave sandy and other undesirable textural properties to functional foods. In addition, the smaller sizes and spherical shape of the capsules cause fewer changes in the product and prevent a sand-like texture in sensory evaluation of the final product (
6,
10,
11,
16).
Survival of free and microencapsulated probiotics in simulated gastric juice
As shown in
Figures 3 and
4, viability of probiotics decreased significantly under simulated gastro-intestinal conditions
(P < 0.05). After 120 min, viability and survival of free (non-encapsulated)
Lactobacillus strains (
L.casei and L.rhamnosus) decreased under simulated gastric juice conditions by 8.3 and 8.4 log cycles, respectively (
Figure 3), while viability of microencapsulated
Lactobacilli increased significantly
(P < 0.05). Chitosan and poly-L-lysine coatings significantly improved viability of all the studied probiotics. As is shown in
Figure 3, it must be mentioned that no significant differences were observed between viability of
L.casei and
L.rhamnosus strains in the various tested states. This also held true for the various tested
Bifidobacteria (i.e.,
B.bifidum and
B.adolescentis) strains. Although chitosan and poly-L-lysine coatings significantly increased survival rates of probiotics, no significant differences were observed between them with respect to viability of the probiotics. In other words, viability of probiotics microencapsulated by these two coatings was similar. However, viability of probiotics in genipin cross-linked microcapsules rose to a higher level compared to capsules without cross-linking. Presence of genipin as a cross-linking agent in the structure of the capsules significantly enhanced their viability after 120 min (by about 2.04 log cycle for the
Lactobacilli and by approximately 2.14 log cycles for
Bifidobacteria as compared to capsules without cross-linking). Comparison of the viability of the tested probiotics suggested that
Lactobacilli had higher survival rates in both their free and microencapsulated forms as compared to
Bifidobacteria because of their greater resistance to acidic conditions as against the low acid resistance of
Bifidobacteria. The numbers of both tested strains of free
Bifidobacteria significantly decreased under simulated gastric conditions so that after being incubated for 120 min their numbers dropped to almost zero. This finding is in agreement with those of Lee
et al. (
59) in 2004, Khosravi-Zanjani
et al. (
13) in 2014 and the similar study done by Krasaekoopt
et al. (
56) in 2004 who reported that no
Bifidobacterium bifidum survived in the simulated gastric of pH 1.55 for 15 min. It is worth mentioning that microencapsulation of
B.bifidum and
B.adolescentis maintained their viability significantly and increased their survival rate as compared to their free form (
P < 0.05).
According to Chen
et al. (
49) in 2010 and Borza
et al. (
51) in 2010 disintegration time in gastric juice along with pepsin, was delayed with increasing genipin concentrations. The delayed release of entrapped drugs and proteins within genipin cross-linked hydrogel matrices has been reported by other authors (
44-
46,
48,
53). Our study represented that genipin cross-linked microcapsules provide the best protection in simulated gastric juice and improve more viability of probiotic baceria in acidic pH of simulated gastric juice. Annan
et al. (
52) in 2008, Borza
et al. (
51) in 2010 and Chen
et al. (
55) in 2007 indicated that the increase in resistance against degradation could be the result of cleavage sites within the microcapsules being changed by the cross-linking action resulting in the reduction of the pore size and limitation of interaction between cells with the gastric juice. Moreover, the authors explained genipin cross-linking action resulting in the inhibition of the enzyme-substrate interaction and this strength structure may reduce the porosity of microcapsules and produce a higher stereohindrance for the penetration of enzymes due to the bulky heterocyclic structure of genipin (
48-
55). Moreover, it has been reported that presence of different fillers in the structure of calcium alginate capsules increases their resistance under acidic gastric conditions and prevents their rapid disintegration leading to delayed penetration of gastric juice into the microcapsules (
5,
10,
13,
20,
23,
25).
The increase in viable counts of bacteria could be attributed to the addition of Hylon, which acts as a filler compound. This may have been due to high levels of amylose in this starch, which led to higher water absorption capacity and consequent enhancement of capsule structure during the gastro intestinal condition. Because starches of high amylose content, such as Hylon, reduce the leakage and water penetration of microcapsules, this structure can demonstrate more strength under adverse conditions, such as acidic pH of simulated gastric juice and hence prolonging time of degradation (
25,
27,
30,
31). The low penetration rate of Hylon starch was explained by the presence of endogenous lipids and high-amylose content (
30,
31). Crittenden
et al. (
30) in 2001 demonstrated that there is the strong correlation between the binding capacities of the various types of starch and the average surface areas that the different granules, which were different sizes, provided for cell adsorption. They also demonstrated that Hylon maize starch granules have a high ratio of surface area to mass and also a good binding capacity. Therefore, some studies reported the good potential of
bifidobacteria to adhere to starch for use in microencapsulation technology and for synbiotic applications (
25,
27,
30,
31).
| Probiotic | Microcapsule type | Mean size of microcapsules (μm) | Microencapsulation yield (%) |
|---|
| Lactobacillus strains(L.casei and L. rhamnosus)Bifidobacerium strains(B.bifidum and B.adolescentis) | Alginate-Hylon- poly-L-lysine | 114 ± 2.21 | 97.24% |
| Alginate-Hylon-chitosan | 117 ± 3.41 | 99.31% |
| Alginate-Hylon-poly-L-lysine cross-linked with genipin | 115 ± 1.81 | 98.67% |
| Alginate-Hylon-chitosan cross-linked with genipin | 116 ± 2.24 | 96.22% |
| Alginate-Hylon-poly-L-lysine | 113 ± 3.81 | 99.59% |
| Alginate-Hylon-chitosan | 118 ± 2.44 | 96.36% |
| Alginate-Hylon-poly-L-lysine cross-linked with genipin | 119 ± 1.71 | 97.29% |
Scanning electron photomicrograph of microcapsules showing a) Alginate without coating, b) Alginate coated with chitosan, c) Alginate coated with poly-L-lysine, d) Alginate-poly-L-lysine cross-linked with genipin, e) Alginate-chitosan cross-linked with genipin
Survival of free and microencapsulated probiotics in simulated gastric juice
Survival of free and microencapsulated probiotics in simulated intestinal juice
Survival of free and microencapsulated probiotics under heat treatment (72, 85, and 90 °C, 0.5 min).
Survival of free and microencapsulated bacteria in simulated intestinal juice
Figure 4 illustrates that the survival of probiotics was lower in intestinal juice and decreased further as the incubation period increased. Viability of microencapsulated probiotics increased significantly as compared to their free form so that viability of cells microencapsulated by chitosan and poly-L-lysine coatings (without a cross-linking agent) increased by about 3.31 and 2.36 log cycles, for
Lactobacillus strains and approximately 3.45 and 2.27 log cycles for
Bifidobacteria respectively after 120 min incubation. The loss of viability for cells encapsulated with genipin cross-linked microcapsules was significantly lower in comparison to non-cross-linked microcapsules
(P < 0.05). It must be mentioned that, as under simulated gastric conditions, there were no significant differences between strains of
L.casei and
L.rhamnosus, or between two strains of
B.bifidum and
B.adolescentis, with respect to their viability. Cross-linking by genipin in the structure of the capsules significantly improved viability: by about 2.11 and 2.28 log cycle for
Lactobacillus and
Bifidobacterium strains respectively after 120 min incubation. However, viability of probiotics with the chitosan and poly-L-lysine coatings differed.
Although both chitosan and poly-L-lysine coatings considerably increased survival rates of the probiotics, survival rates of probiotics microencapsulated with chitosan coating (both cross-linked and not cross-linked by genipin) were significantly higher than those microencapsulated with poly-L-lysine coating (both cross-linked and not cross-linked by genipin). This can be attributed to the greater resistance of chitosan to bile salts and to its resistance to high pH values as compared to poly-L-lysine. This is in good agreement with the results of Krasaekoopt
et al. (
13) in 2004 who indicated that the survival of probiotic bacteria was highly enhanced in gastro-intestinal conditions when encapsulated with alginate-chitosan in comparison with poly-L-lysine coated microcapsules. Ding and shah (
39) in 2008 indicated that additional coating of microcapsules with palm oil and poly-L-lysine did little to enhance protection from exposure to bile salt and did not further enhance the protective effects of microcapsules. Many scientists reported that chitosan coating provides the best protection in bile salt solution since an ion-exchange reaction occurred when the microcapsules absorbed the bile salt, therefore the permeability of bile salt into the microcapsules may be restricted (
13,
14,
32-
35). Koo
et al. (
60) in 2001 and Chávarri
et al. (
14) in 2010 reported that
Lactobacillus casei and
Lactobacillus gasseri microencapsulated in chitosan-coated microcapsules had higher viability than in microcapsules without chitosan coating in bile salt solution.
Our result indicated significantly that genipin cross-linked microcapsules were most effective in protecting probiotic bacteria from simulated intestinal juice (
P < 0.05). Chen
et al. (
50) in 2009, and Borza
et al. (
51) in 2010 reported that covalent genipin cross-linking is an effective interaction to improving chemical and proteolytic resistance of microcapsules to the intestinal condition. They also indicated that the genipin cross-linked microcapsules remained physically intact after subjected to simulated intestinal condition, and microcapsules with genipin cross-linking appeared robust and largely retained spherical morphology. Furthermore, Khosravi-Zanjani
et al. (13) in 2014 reported that presence of gelatinized starch together with chitosan increased viability of
L.casei and
B.bifidum under simulated intestinal conditions because it delayed penetration of intestinal juice into the microcapsules. Moreover, the improved viability of the probiotics can be attributed to the use of Hylon starch. The protective effect of high amylose maize starch on the bile acid tolerance was measured by Wang
et al. (
25) in 1999. They found that amylomaize promotes the survivability of probiotics by adhesion to starch granules at 0.05% bile acid concentration. Because of the high internally associated structure of Hylon, therefore, it promotes the stability of microcapsules in harsh condition (
30,
31). Different studies have shown that microcapsules are better protected in the presence of prebiotics or filler materials and the combination of microcapsules with these compounds not only improve the viability of probiotics but facilitates formation of an integrated structures of capsules (
2,
11,
13,
14,
17,
19,
24).
Thermal stability of microcapsules
Heat treatment of free and microencapsulated probiotics was carried out by exposing them to 72, 85, and 90 °C for 0.5 min to determine their thermal stability. As shown in Figure 5, viability of free probiotics severely declined under heat treatment so that no Bifidobacteria that were not microencapsulated remained alive at 85 of 90 °C, and the number of Lactobacilli also decreased to zero at 90 °C. However, microencapsulation significantly increased viability of the probiotics so that viability of Lactobacilli microencapsulated by chitosan and poly-L-lysine increased by 61.5% on average at 72, 85, and 90 °C, while the corresponding increase for Bifidobacteria was about 72.6%. Moreover, thermal resistance of genipin was tested for the first time in this research.
Results indicated that genipin improved viability of the probiotics under the tested heat treatment processes by about 2.01 log cycle for all the tested coatings as compared to capsules without cross-linking. This increase in viability can be attributed to the strengthening of the structures of chitosan and poly-L-lysine by genipin because genipin increases the strength of the walls of the capsules under conditions of high temperature through creating a coherent structure and by forming intermolecular bonds with the amine groups in chitosan and poly-L-lysine (
44-
49). The current results agree with the findings of Kim
et al. (
61) in 2001 and sabikhi
et al. (
57) in 2010 who reported that
L. acidophilus bacteria were very sensitive to heat shock and had no growth at 90 °C. Mandal
et al. (
62) in 2006 reported that free cells in distilled water (9.20 log cfu/mL) were drastically reduced to 5.55, 4.93, and 3.98 log cfu/mL on heat treatments at 55, 60, or 65 °C for 20 min, respectively. However, there are no data available at very high temperatures. They also reported that the survival of the encapsulated probiotics might be due to the high additional protection given by starch and high concentration of calcium alginate. Moreover, presence of Hylon starch in the structure of microcapsules can greatly increase their thermal stability. Because of its high amylose content (which results from its high gelatinization temperature), Hylon starch has greater thermal resistance compared to starches with lower amylose content. In addition, the hydrogen bonding between the chains in high amylose structures results in highly internal associations (
20,
27,
30,
31).